Compliance

Register For Our Compliance Webinar

Robert Caracciola, J.D., Servicing Solutions’ Chief Compliance Officer, will take part in an important discussion during a SubPrime Auto Finance News webinar on Tuesday, March 5 at 2 p.m. EST.

Titled “Regulatory Compliance: Staying out of the Eye of The Storm,” the subject matter of this webinar is critical to all automotive finance companies due to a continued explosion in disruptive technologies which has led to internet and mobile-technology being used more than ever with financial transactions. Along with this explosion comes an increased level of compliance and operational risk, corporate responsibility, as well as government regulation and oversight for companies attempting to keep up with the times and their customers’ ever-increasing set of demands.

Robert will draw on his and Servicing Solutions’ significant industry experience and address the need to have a Compliance Readiness Program in place within your business.

Key takeaways include:

  • What are the five Components of a “Regulatory Compliance Readiness” program for your business?
  • What does a good Compliance Readiness Program tell you?
  • What should be tested? What are your risk points?
  • If you face a potentially high-profile compliance issue, how should you communicate internally and externally?

Robert will be joined during the webinar by nationally-recognized litigation attorney Michael Thurman of Thurman Legal, and Mike Trainor, from our marketing partners at S&A Communications.

We hope you can join Robert for this important discussion. Secure your free registration here. If you are not available at the time of the live webinar, a recording will be made available to all registrants.